Chat

iimjobs

jobseeker Logo
Now Apply on the Go!
Download iimjobs Jobseeker App and get a seamless experience for your job-hunting
10/01 Praharsh Dave
DGM - HR at ABans Group of Companies

Views:992 Applications:127 Rec. Actions:Recruiter Actions:23

ABans Group - Chief Compliance Officer (15-20 yrs)

Mumbai Job Code: 784240

- Hands on experience in handling Compliances related to the Capital and Commodities Markets(Equity, Derivatives, Commodities and Currency market segments including KYC, DP)

- Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.

- Developing the annual compliance work plan that reflects the organization's unique characteristics.

- Periodically revising the compliance plan in light of changes.

- Guiding the compliance team in a productive and professional way.

- Overseeing and monitoring the implementation of the compliance program.

- Providing strategic direction to the management team on compliance and preparing and presenting clear and concise compliance reports to the Board.

- Highly skilled in interfacing with SEBI and the Stock Exchanges on compliance issues

- Proven capability to coordinate Inspections conducted by the Regulator and Exchanges, Internal audits, reviews, and examinations.

- Providing guidance, advice, and/or training and educational programs, to improve business' understanding of related laws and regulatory requirements including Anti-money laundering.

- Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.

- Developing policies and processes for compliance related work

- Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.

- Independently investigating and acting on matters related to compliance.

- Monitoring external review processes

- Expertise in handling crisis management in a high pressure environment and to identify and prioritize tasks at hand.

- Knowledge of operations and risk with regard to DP and KYC

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.