VP - Trade Surveillance

Trade Surveillance is part of the wider Compliance function. The purpose of Trade Surveillance is to enable system and controls (both manual and automated) which cover the universe of trading activities. These systems and controls will track indicative market abuse and misconduct. The VP will be responsible for overseeing the Trade Surveillance Mumbai team to ensure analysts are conforming to protocols and to assist in tactical and strategic build of APAC and Global Trade Surveillance Book of Work.

Roles and Responsibilities:

- Manage and Lead a growing team of Trade Surveillance Analysts in Mumbai

- Have worked experience of running teams and establishing new systems and controls

- Be a point of contact for hiring and bringing on board the best candidates (when headcount is available)

- Have oversight of current live alerts which the Trade Surveillance Analysts review and ensure they are adhering to protocols

- Ensure the Mumbai Trade Surveillance team is engaged. Establish rotations to up skill-sets and exposure.

- Undertake management oversight of the more junior members of TS Mumbai and play an integral role regarding Analysis, Escalations, Investigations and Management Information

- Have a grasp of all Front Office asset classes and be able to demonstrate and relay knowledge to junior team members

- Be dynamic on spotting the next risk and come with solutions on mitigating that risk

- Play a key role in the enhancement of the APAC and Global Trade Surveillance strategy

Basic Qualifications/Skill-set Requirements:

- Bachelors Degree or equivalent

- A minimum of 10 years trade surveillance/markets supervision exposure

- Worked experience of running and building trade surveillance teams