Vice President - Investment Breaches - BFSI

We are looking for a candidate who is having Strong exposure on advising Clients for their Investments and doing compliance checks for Investment Portfolios for Clients.

Key Accountabilities/Major Responsibilities :

This role will incorporate the following :

Client Focused :

Provided with a set of clients, this position would be responsible for :

- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.

- Manages diverse stakeholders across different regions and functions including Onshore Operations and OSD teams. Ensure appropriate governance models are established and are driven on a monthly basis.

- Interface with onshore Operations and the Operations Service Delivery (OSD) teams on a continual basis.

- Providing innovative solutions to client reporting requirements using existing tools.

- Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.

- Scope client requirements against that of the system and perform maintenance to the client's account.

- Keep upto date with industry practice, product development and evolving regulations.

- Invest in creating subject matter expertise in significantly analytical/complex set of functions.

- Strong control mindset and ability to weave through processes and identify risk and remediate as appropriate.

- Ensure that s/he is able to become a strong subject matter expert on the compliance function.

- Provides a strong path to individuals within the 15+ team and is able to guide/mentor as appropriate.

- Is able to contribute towards the evolution of the team and expected growth. Is able to provide the correct vision to the team and partner sites in an effective manner.

- Is or can eventually become an SME in the process and deliver training sessions and act as a strong - go-to- person in the team & with partners.

- Is able to navigate significantly complex conversations with stakeholders and provide creative and viable solutions.

- Works well with partners- needs to work with several internal and onshore partners and ensure achievement of mutual objectives.

Technically Focused :

- Concentrate on problem-solving technical and involved requests for clients across the globe, as part of discrete implementations of new business.

- Agreeing reporting criteria with the OSD teams

- Logical, problem-solving, technical person would be ideally suited.

- Good background in reporting functions & able to provide solutions to complex asks from end-clients.

The successful candidate will need to either have, or swiftly acquire, knowledge of a myriad of financial instruments, including derivatives.

Qualifications/Experience/Knowledge :

Knowledge and Experience Required :

- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) advantageous but not essential.

- Qualification involving financial instruments beneficial.

The successful candidate would have at least two of the following key attributes, demonstrated by suitable experience :

- Strong client servicing experience

- Report writing experience, ideally with logic-based database systems

- Excellent financial market and instrument knowledge

- Compliance reporting product knowledge

All candidates must have :

- Excellent written and verbal communication

- Strong analytical, organisational and problem solving skills

- PC literacy, especially in Microsoft- Excel

- Flexibility to work in different shifts and regional models