Human Resources at Tata Capital
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Tata Capital Financial Services - Head - Compliance (10-18 yrs)
Business Vertical: Tata Capital Forex Ltd
Department: Compliance
Designation: Head - Compliance
Line of Business: Forex
Major Deliverables:
- Coordination with regulatory - RBI / FIU
- Coordination with auditors
- Complete oversight on KYC / AML (Anti Money Laundering) processes of the company
- Oversight on identification & tracking of suspicious transactions
- Assist & maintain oversight on record management process of the company
- Review & monitor effectiveness of compliance processes at branch / network locations - Concurrent Audit & Internal Audit
- Ensure & Support Compliance with Reserve Bank of India AML-KYC-CFT Guidelines - Timely circulation of all relevant circulars to team on ground & Interpretation & Implementation of all guidelines & notifications from Regulator
- Training of all staff(s) via Audio Conferencing, E-Learning, Regional Training Meets -on the regulatory requirements. To roll-out Standard Operating Procedure document for the busines
- Support other Departments (Internal) - for regulatory & general compliance : Assist CEO and CFO for various company matters
Specialized job competencies:
- Excellent written, verbal communication capability (English, Hindi)
- Very Good Excel data-handling capability (formulas, macros).
- 10 year+ experience in any financial product back-office operations.
- Computer skills, familiarity with operation of transaction systems
Educational Qualification:
- Basic Qualification - Graduate-B-Com,
- Preferable CS
Desired Experience:
- Overall Experience in financial sector 10 Years + preferably in compliance & control
Other desired attributes:
- Ability to work on set targets & deliver within stipulated deadlines
- Ability to influence and work with the indirect teams
- Ability to work independently with in a cross functional environment.
- Ability to multi-task & deliver within stipulated deadlines
Location: Mumbai-Western line.
Number of Positions: 1
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