Senior Role - Custody Operational Risk - Investment Bank

Roles & Responsibilities :

- Play an active role in the maintenance of the Risk Management Framework (RCSA, KRIs, Risk Event Capture, etc)

- Facilitate implementation of Risk Control Self-Assessment (RCSA) in accordance with the RCSA policy.

- Gather, Assess and Review KRIs on regular basis, ensuring that adequate explanation is provided for Red/Amber KRIs,challenge business on KRIs measured are appropriate for current business needs.

- Review Operational Risk Events and challenge business on the appropriateness of root cause / preventive actions.

- Ensure all Business Process Change (Global footprints / system conversions) are assessed from risk perspective and implement the RCSA/KRI framework to monitor the risks as per the policy

- Manage the team of Sr. Risk Analyst

- Preparing dashboards for Sr. Management, Risk Review Forum, Client and Regulator Visits.

- Conduct Risk Management Framework Training

Other duties as assigned including :

- Comply with corporate policies and procedures, including policies and procedures applicable to

- Alert management including the Senior Risk Manager immediately of any significant changes to business risks and internal control effectiveness.

- Notify management and the Senior Risk Manager immediately on discovery of any regulatory breach.

Business Expertise :

- He/She must be an expert on the subject of Risk Management Framework. The role will require a very good understanding of financial services and all the business in India Operations to challenge them effectively.

- He/She will also require at a high level, good understanding of regulations, information risk, business continuity and records management framework.

- The person should have excellent knowledge of Microsoft office tools

Qualifications :

Minimum Education : Post-Graduation in Commerce

Preferred Education : Chartered Accountancy, FRM, PRM, CFA, Operational Risk Certification

Minimum Experience : 8 - 10 years of experience in Internal Control, Risk and / or Audit

Preferred Experience : Experience in the securities or financial services industry is a plus

Minimum Language Skills : English