We are looking for Candidates :  - Who have experience in Investment Compliance, Portfolio Compliance, Extraction, coding.  - Who have International experience, Candidates with experience in handling only domestic region would not be considered  - Candidates with experience in AML, Legal would not be considered  - Oversees the preparation and dissemination of investment compliance results to clients, auditors and regulatory authorities.  - Manages activities of the Investment Compliance Monitoring area through first level managers to ensure consistency of policies and adherence to procedures.   - Proposes and works to implement workflow changes and supporting technical solutions leading to improved productivity and profitability.  - Keeps abreast of regulatory compliance and developments for the assigned area and apprises staff as necessary.  - Manages direct reports on an ongoing-basis. Provides coaching and development opportunities for staff.  - Participates in the development and management of the departmental annual budget.  - Develops and establishes operational policies within area managed.   - Evaluate current operational and technical infrastructure and define strategic direction for development and change; including opportunities for efficiency and quality improvements.  - Serves on committees and leads projects that impact operations.  - During the course of normal day-to-day operation, responsible for identifying any unusual or potentially suspicious transaction activity and reporting and/or escalating in accordance with corporate policy and guidelines detailed in relevant operating procedures.  - Conducts periodic performance reviews; provides ongoing counsel, training, development and motivation of staff.  - Participates in the hiring, salary, promotional and termination recommendation process.  Qualifications :  - University degree in Business majoring in Accounting, Finance, or another Financial-related program. Inter C.A/Inter ICWAI or CFA (pursuing) will be preferred  - Prior relevant work experience of 10-15 + years including prior investment compliance monitoring experience.  - Experience analyzing investment guidelines and policies to determine testing requirements.  - Familiarity with regulatory compliance testing.  - Highly proficient with Microsoft Office Products (Excel, Word)  - Demonstrated managerial, leadership and decision making abilities  - Excellent communication, organization, interpersonal planning, and analytical skills  - Ability to effectively bring individuals from multiple areas together to resolve identified issues.

Mumbai

Senior Manager/VP - Investment Compliance - BFSI 

Senior Manager/VP - Investment Compliance - BFSI  ,Job Description for Senior Manager/VP - Investment Compliance - BFSI  in Pylon Management Consulting in  Mumbai for (10-15) years of experience. Apply Now!

Job Description for Senior Manager/VP - Investment Compliance - BFSI  in Pylon Management Consulting in  Mumbai for (10-15) years of experience. Apply Now!