We are hiring for PMS Compliance with one of our clients based out in Mumbai. Details of the job given below.  The job holder is responsible for monitoring the compliance with the provisions of SEBI (Portfolio Managers) Regulations, 1993 and SEBI (Mutual Funds) Regulations, 1993.  Major Role:  Monitoring the compliance with PMS Regulations such as:  Preparing Disclosure Document in line with PMS Regulations;  Preparation and submission of Monthly/Quarterly/Half Yearly Reports under PMS Regulations;  Verification of PMS marketing materials;  Handling procedures for new products launched in PMS;  Handling PMS Renewal activity  Adherence to Advertisement code under SEBI (Mutual Funds) Regulations, 1996  Liaise with auditors for timely and seamless completion of various audits  Draft/revise various Policies and Procedures and other documents including manuals, process notes and the like to comply with applicable SEBI Regulations. Assess the adequacy of compliance procedures and resolve any identified deficiencies.  Keep abreast of regulatory developments and communicate changes to established Policies/ Procedures and oversee implementation thereof  Assist in establishing training programs to foster awareness among management and staff for implementation of aforesaid Policies  Skills:  - Interpretative, Communication, Drafting & Analytical Skills  - Ability to work independently and as part of a team  - Self motivated  - Ability to work with minimal supervision and exercises independent judgement  - Ability to manage projects and make presentations  Education:  - C.A./C.S. preferably with around 3-5 years experience in the PMS & Broking industry

Mumbai

Senior Manager - PMS Compliance - PMS/Broking Industry 

Senior Manager - PMS Compliance - PMS/Broking Industry  ,Job Description for Senior Manager - PMS Compliance - PMS/Broking Industry  in Futuera in  Mumbai for (5-12) years of experience. Apply Now!

Job Description for Senior Manager - PMS Compliance - PMS/Broking Industry  in Futuera in  Mumbai for (5-12) years of experience. Apply Now!