Senior Associate/AVP - Risk Control - Investment Bank

Carryout periodic assessment to ensure embeddedness of Risk Management policies and procedures in BAU processes

Ensure all key risks are identified and included in risk register (RCSA). Additionally, challenge and test the Controls for existing issues in RCSA

- Co-ordinate and work with key stakeholders through the Risk Management. This includes but is not limited to Risk Regulatory Assurance, Global and Credit Policy team, Credit Risk, Credit Risk Analytics, Market Risk, Operational Risk, Risk IT, Finance and Front Office

- Work closely with the Regulatory Liaison team to design and embed an effective self assessment process against applicable regulatory standards

- Work with Global Risk Policy & Governance teams to ensure any potential gaps are properly addressed within the context of the Risk Management Policy and Procedures framework

- Achieve good understanding of Risk Management policies/procedures

- Recommend Key Risk Indicators (KRIs) for enhanced control and management reporting purposes

- Monitor the adequacy and effectiveness of the controls in Risk Management and perform periodic review of the end-to-end control framework

Skills, experience, qualifications and knowledge required:

- Overall relevant experience 5 to 9 yrs

- MBA (Finance), CA, CFA

- An understanding of risk and control frameworks/process

- Understanding of Risk Management either as a Risk Officer or as a consultant for Risk and Regulatory practice, Risk Audit or in support functions like Risk Technology

- Product awareness / knowledge of debt / equity trading processes and familiarity across all trading products is beneficial

- Strong presentation and communication skills

- Delivery focused

- Self-driven with the ability to take initaitive and work well under pressure to meet deadlines

- Familiarity with MS Office applications - Word, Excel, PowerPoint, Viso, SharePoint