Position Purpose:  Responsible for supporting Compliance with SEBI MF Regulations requirements and other applicable SEBI/ AMFI requirements.  Key Accountability:   1. Responsible for compilation of various reports / information for submission to various regulatory, statutory and other internal authorities (RBI, SEBI, AMFI, AMC/Trustees, Des Moines) and filing of the same in a timely manner.   2. Review of marketing literatures and communications.   3. Preparation of Scheme literature and co-ordinating with various functions for the information and approvals.   4. Tracking and drafting of report for dissemination of any new statutory guidelines affecting the business.  5. Responsible for liasioning with Internal and SEBI auditors, and provide satisfactory response relating to compliance issues.   6. Compliance with other internal policies of the company.   7. Assisting the compliance officer in all the activities as may be required.   8. Perform other job-related duties and special projects as required.  Know-How/Skill Sets:   - Conversant with SEBI (Mutual Fund) Regulations and Mutual Fund operations  - Strong Analytical skills  - Good Interpersonal skills   - Demonstrated academic excellence   - Promptness in providing response   Educational Background:   LL.B with preferably a specialization in Corporate Law. Should preferably be a Company Secretary.  Experience: 4 - 5 years of relevant experience  Must possess good writing skills, eye for detail, ability to handle multiple projects, time management and relationship skills.

Mumbai

Principal Mutual Fund - Associate Manager/Manager - Compliance - LLB 

Principal Mutual Fund - Associate Manager/Manager - Compliance - LLB  ,Job Description for Principal Mutual Fund - Associate Manager/Manager - Compliance - LLB  in Principal Asset Management Pvt. ltd. in  Mumbai for (4-8) years of experience. Apply Now!

Job Description for Principal Mutual Fund - Associate Manager/Manager - Compliance - LLB  in Principal Asset Management Pvt. ltd. in  Mumbai for (4-8) years of experience. Apply Now!