Job Description:-  Client: An Investment Bank  Location: Bangalore  Designation: Manager - Risk & Control, Quality Assurance  Experience: 6 years to 9 years of work experience   Purpose of the Role:  - Assist the Head of the Offshore function responsible for Quality Assurance (QA), with an independent assurance that the QA process is meeting the requirements as per the control framework.   - Monitor the key Control aspects of CS and CDG.   The role will involve:  - Assist in ensuring the effectiveness of quality control framework by giving an independent opinion and assurance on the process  - Assist in ensuring the mechanism set up for quality checks is able to identify the critical errors and the end product is error free by performing an independent check on the process  - Assist in ensuring the feedback from the quality assurance process is used appropriately in the training program for the staff.   - Assist in Leading, maintaining and evolving best practice control disciplines and operational risk program for CS & CDG.   - Assist in carrying out detailed risk reviews to identify and test controls points in place and suggest improvements in effectiveness and efficiency of these controls.   - Identify and establish a solution to minimise any weakness in controls framework before Audit or ORIC staff carry out their reviews.   - Assist Business Manager in managing Offshore Risk and Internal control related activities.   Responsible For:  Quality Assurance Element:  - Perform an independent check on the quality assurance process and raise any red flags   - Ensure the results of quality assurance process are captured and the inputs are used for training purposes  - Assist in tracking the repeat errors, perform root cause analysis and improve the end output.   Risk and Control Element for Offshore:  - Drive the implementation of cross-functional operational risk and audit actions.   - Assist functional BRCM Onshore team with support in offshore activities.   - Coordinate with functional leads to ensure that processes and internal controls are in place to achieve satisfactory audit report.   - Coordinate with functional leads to ensure all process manuals, document retention matrix, system access matrix and the allied are current and updated in line with audit and compliance requirements.   - Assist in collation of the monthly updates to the BRCM team on ORIC pack and coordinate to close on any issues raised by BRCM team   - Assist in maintaining accuracy and integrity of all required data and information with regards to operational risks, audit and business continuity.  - Build credible, strong & effective working relationships with all functional managers and BRCM staff.  - Assist in ensuring the data stored in offshore is compliant to DIM for both functions. For any exceptions, work with functional heads to close the exceptions.  - Assist in coordinating responses for any Compliance / BRCM or other Audits and keeping track of actions items to closure.  - Assist in implementing regulatory requirements to adhere to FIM policies and any compliance policy.   Essential Experience:  Business:  - Experience within a global markets / investment banking type environment in Quality Assurance and Risk framework.   - Understanding of client onboarding operations processes.   Technical:  - Good knowledge of Quality Assurance framework   - Good knowledge of the operational risk discipline   - Audit experience within financial services / markets environment a plus   - Highly effective verbal & written communication skills   - Strong analytical skills   - Excellent Excel, Word, PowerPoint & Access skills a plus   Essential Skills / Competencies:  - The successful candidate will be a practical, diplomatic, and broad-based professional.   - Excellent organisational skills with attention to detail combined with the ability to take complete ownership of issues, work independently with confidence and deliver to deadlines in line with expectations is critically important   - The successful candidate will be very familiar with the regulations within the client on-boarding arena and have a good understanding of an investment banking and markets type business, highly adept at multi-tasking, and be able to confidently interface with individuals in all departments and at all levels of the functions   - The candidate will need to quickly gain the trust & respect of those they need to closely interact with, but will also need ,at times, to be firm in challenging or pushing back in order to ensure an integral & robust operational discipline is maintained   Ideal Experience / Skills:  - The successful candidate will need to have a flare for risk management and also be able to understand and appreciate the need for an operational risk programme in a Banking environment.   - Experience in both Operations and Controls background will be essential as it is important to understand challenges faced by an Operations team and also understand regulatory requirements.   - Experience in major financial house is essential, backed up by experience in a traded markets operational function.  Educational Qualification: Post Graduate in Economics from Premier Institute  Ashu Rajpoot 09873179522

Bangalore

Manager - Operational Risk & Internal Control/QA - Investment Bank 

Manager - Operational Risk & Internal Control/QA - Investment Bank  ,Job Description for Manager - Operational Risk & Internal Control/QA - Investment Bank  in New Era Consulting in  Bangalore for (6-9) years of experience. Apply Now!

Job Description for Manager - Operational Risk & Internal Control/QA - Investment Bank  in New Era Consulting in  Bangalore for (6-9) years of experience. Apply Now!