Manager - Legal - Regulatory - LLB/LLM - BFSI

Reviewing requests from Regulatory teams on various legal and regulatory issues referred by them from time to time, ascertaining and examining the applicable regulatory/statutory framework, and providing timely legal advice/opinions as applicable.

- Collating and organizing details to ensure providing timely advise on various regulatory queries having legal implications.

- Ascertaining/seeking regulatory requirements of Company, prospectively Determining/addressing possible gaps in the existing processes for various regulatory functions, and advising them on appropriate steps to be taken for proper and timely adherence with the said requirements.

- Proactively intimating respective regulatory teams about prospective legal issues, and directing pre-emptive action to avert/mitigate potential legal issues.

Guiding team members in examining and collating frequently surfacing legal issues related to regulatory functions of company, collating and organizing the applicable statutory framework and existing compliance requirements imposed on company and ascertaining gaps in compliance/department related processes exposing the company to adverse claims and financial/regulatory risks/losses in view of findings

- Reviewing proposing revised process flows prepared by team member to internally streamline the identified process, reduce work hours on resolving internal queries on compliance, and enhance the responsiveness of company to external triggers and queries

- Reviewing form a database of past actions taken to increase response time to compliance triggers

Ascertain the exact requirement of a matter from a legal perspective, document the same and discuss internally with the legal team members

- Manage and perform legal research and regulatory analysis, and interact with internal teams.

Assisting Corporate Legal Department in identifying legal is in court matters initiated by/against company emanating from regulatory orders, ascertaining its impact on and reviewing any changes/modifications to the applicable legal framework.

- Assisting in reviewing factual background of the matter through inquiries from relevant regulatory teams, and organizing the relevant data.

- Assisting in developing parallel mitigation measures, preparing legal briefs on matters for internal references, and exploring suitable alternative courses of action, including settlement of matters.

- Preparing legal notices to be sent on behalf of regulatory teams with the respective regulatory team lead, and drafting and finalizing such notices based on internal discussions

- Discussing legal notices

Candidate must have Knowledge of financial and capital markets

- Knowledge of statutory requirements applicable to the financial markets such as SEBI etc

- Ability to manage people

- Leadership quality

- Good oral and written communication skills

- Ability to work as a team

Qualification: LLB, LLM preferred