Company: Institutional Broking House  Designation: Manager - Legal & Compliance  Education: CS and LLB preferred  Profile:  - Partner with Business to deliver structures that stand test of regulations yet be business friendly  - Team up with lawyers/consultants across jurisdictions to obtain licenses and set up processes that suit the law of the land   - Handle regulatory queries/inspections in all jurisdiction operates in, i.e. India, the Americas, U.K., Singapore and Mauritius  - Assist the HOC in policy making and providing Teach In sessions to business  - Compliance testing of areas that pose high regulatory risks to the company, be it dealing room checks, Insider checks, investment recommendations back up checks, etc.  Legal assignments for all Group of Companies:  - Drafting/vetting corporate structure related agreements (JVs, private equity investments, etc)  - Drafting/vetting engagement letters, NDAs and docs involved in Equity Capital Markets transaction   - Fund documentation - PPM, Contribution Agreements, Side Letters, Management and Advisory agreements  - NBFC documentation, real estate due diligence and standardization for all lending transactions (real estate funding, acquisition finance, margin financing, promoter funding)  - Preparing lawyer briefs  Looking for candidates with experience in handling compliance for institutional broking companies only

Mumbai

Manager - Compliance & Legal - Broking 

Manager - Compliance & Legal - Broking  ,Job Description for Manager - Compliance & Legal - Broking  in Alaric Human Consulting in  Mumbai for (4-8) years of experience. Apply Now!

Job Description for Manager - Compliance & Legal - Broking  in Alaric Human Consulting in  Mumbai for (4-8) years of experience. Apply Now!