KYC Professional - Investment Banking

Roles :

Identify vendors & participate in vendor meetings to assess KYC tools and their offerings.

Ensure KYC business requirement documents are complete and is amongst the approving / sign off units.

Identify & implement better tools / services to make the process efficient by utilizing Robotics, Utilities.

Connect with the regional partners discussing regulatory asks and accordingly form the processes to be compliant.

The individual will have a specific focus on enhancing the Anti-Money Laundering (AML) and Know Your Client (KYC) infrastructure

The team supports the Global Client On boarding across 3 regions. The team works with the business and acts as an AML/KYC governance enabling function ensuring that all relevant AML/ KYC risks and regulations are properly managed

Responsible for validating KYC documentation and advising business on AML/MiFID issues

Manage relationships with sales, onboarding and Compliance to ensure the timely collection of documentation and completion of due diligence.

Identification and escalation of Politically Exposed Persons associated with medium and high risk clients

Completion of enhanced due diligence searches for clients and principals associated to medium and high risk clients.

Skills :

7-10 years of experience into KYC/client on boarding from Investment banking domain.

Not looking for AML.

Looking for only Mumbai candidates.