The incumbent will be Drafting, Finalizing, Executing and Implementing all the contracts firm enter into (with partner, retainer, employee, consultant, vendor, supplier, service provider, lessor etc.). The person also need to represent firm at various Government etc. authorities (like, ROC, ROF, Municipality, Sub-registrar, Bar Counsel etc.)   Regulatory compliance :  - Ensure Compliance with rules & regulatory processes  - Support in firm litigation Conflicts & Firm policies  - Oversee administrate conflict policies  - Manage & update all firm related policies  - Insider trading, Client communication  - General & digital media activities  - Sexual harassment  - Other internal ways of working  - Manage firm's professional indemnity insurance  - Manage deeds, documentation etc.  Risk Management :  - Evolve a risk management matrix  - Support the firm in dealing with various business and reputational risks  - Insider trading regulations  - Annual Audits (External & Internal)  - Cyber risk  Compliance and Document Retention :  - Manage compliance with client policies & requirements  - Define and drive document lifecycle & access policy  - Digital devices management  - Document sanitization

Mumbai

Head - Legal & Compliance  

Head - Legal & Compliance   ,Job Description for Head - Legal & Compliance   in Executive Tracks Associates in  Mumbai for (10-22) years of experience. Apply Now!

Job Description for Head - Legal & Compliance   in Executive Tracks Associates in  Mumbai for (10-22) years of experience. Apply Now!