EXL - Internal Audit - Banking Capital Markets

Position: Assistant Manager/ Lead Assistant Manager/ Manager–InternalAudit (Banking Capital Markets)

Roles & Responsibilities:

- Risk and controls advisory services to internal as well as external clients

- Adheres to all parameters of the SLA rigorously

- Has continuous focus on improving the Quality and has a consistent record of doing the same

- Establishes milestones and checkpoints for driving projects to a successful completion

- Suggests improvements to processes backed by data and sees the implementation through

- Develops sound value based solutions and applies technical knowledge and strategic thinking in delivery of complex solutions to clients

Specifications:

- Degree in accounting / Certification in Financial management / CPA / CA / MBA / CFA / Other similar professional certifications with 2-9 years of relevant experience into Internal audit / SOX / Risk Management

- Banking and Capital markets experience – Broker dealer environment is a must

- Internal audit / SOX / Risk Management experience with a Big 4 / leading accounting firm / broker dealer

- Asset Management / Hedge fund experience is a plus

- Good in depth knowledge in SOX compliance/Risk Advisory services

- Candidates with ready US/UK visa are preferred

- People management experience & strong orientation towards customer service

- Highly organized and proactive; able to meet deadlines in a fast-paced environment

- Excellent oral and written communication skills

- Shift Timings: 12PM-9PM