- Preparing and sharing the various metrics defined as key risk/ performance/ control indicators (KRI/ KPI/ KCI) for the Equity front office trading supervisors  - Trending the risk/ performance of the control process currently in place to understand if any outliers exists, if any are identified, follow up with the relevant desk/ traders to understand the anomaly and document the same  - Identify areas of constant control failures or key areas of control gaps – prepare tyrekick/ testing plans across the same and conduct it on a regular frequency to ensure the control effectiveness  - Abide to regulatory, compliance and internal/ external auditors action points, including Mandatory eLearning, Audit points tracking, etc. - also to ensure that this is adhered to across Equities front office  - Assist the business in pre-audit preparation, viz. ensure that the required control procedures are documented and are compiled to during the given time period  - Understanding the Ops Risk framework as defined in the Basel guidelines and conducting an analysis on the Ops Risk loss data to identify the section of interest for remediation.  - Prepare strategic metrics for various Senior Management targeted committees on control aspect for decision making, this involves the Board of Directors (BoD) as well  - Identifying ways to enhance/ automate reports to increase efficiency, effectiveness and accuracy in the process  - Using the various metrics to track and identify any unauthorised activity among the traders/ supervisors in the Equities Front office  - Attending business level and working group level committee calls to question and challenge the current structure and ensure standardisation, effectiveness and compliance to Equity standards  - Good understanding of RCSA’s Process, Control testing Framework  - Liaise and partner with Support Departments, i.e. IT, Middle office, PC to build a cohesive group and understand the structure of trading from an Equities perspective   - Consult with Equity Control COO counterparts across the regions  - Work with FID Controls COOs and share knowledge and best practices  - Strong Microsoft skills (Excel, PowerPoint, Word)  - IB working knowledge  - Equity business knowledge  - Good Understanding of Trade Life Cycle/Trade Flows  - VBA Macro/ MS Access  - Hands on Experience on one or more Trading Systems like Fidessa, Global 1 etc.  - Broad understanding of Market Risk, Credit Risk & Liquidity Risk

Mumbai

Credit Suisse - Equity Control - COO   

Credit Suisse - Equity Control - COO    ,Job Description for Credit Suisse - Equity Control - COO    in Credit Suisse in  Mumbai for (0-3) years of experience. Apply Now!

Job Description for Credit Suisse - Equity Control - COO    in Credit Suisse in  Mumbai for (0-3) years of experience. Apply Now!