Consultant - Operational Risk Management & Compliance

Qualification : Any graduate

Experience : 7 - 10 years of overall experience with a minimum of 4 years in the Operational Risk Management or Compliance Discipline area of a multinational financial institution or BPO firm

Role Objective : This position is responsible for providing risk management support in one or more areas of the Enterprise Global Services (EGS) related to : Bank Secrecy Act (BSA), Anti Money Laundering (AML), Offcie of Foreign Assets Control (OFAC requirements), Foreign Corrupt Practices Act (FCPA), and with exposure to Indian Regulations

Documentation/ Drafting Skills, MS Office, Compliance Tools and Solid Communication skills

Key Responsibilities :

Primary ( what he/she does 80% of the time) :

- Responsible to execute effectively the day-to-day operational risk management and compliance (RMC) requirements of the assigned area within the Enterprise Global Services

- Support Regulatory Risk Management Program (RRM) and BSA/AML/OFAC Programs of the Enterprise Global Services as directed by the management and as required play advisory role to EGS business partners.

- Create and maintain MCR (major compliance requirement) inventory and perform risk assessments while working with business, Legal function, or other EGS partners as necessary

- Support development and maintenance of periodic risk reporting to stakeholders for effective tracking and reporting of risk items and issues across the shared services business functions.

- Partner and work closely with other EGS Risk teams to ensure key functional requirements of the EGS supported area are translated into seamless delivery by the RRM team.

- Integrate and ensure all new RRM initiatives are rolled-out to all required stakeholders and the required awareness is created across the EGS areas supported.

- Manage tracking, monitoring and reporting of status of Compliance Training across the Enterprise Global Services, as required

- Support management reporting of Regulatory Risk Management and FCRM

Secondary (what s/he does 20% of the time) :

- Knowledge of the operational risk framework and disciplines primarily in the banking industry and its related operations

- Proven ability in exercising independent judgment and applying prudent risk mitigation principles

Unique Knowledge & Skill Requirement :

- Experience of managing regulatory compliance at a Global In-House Center and / or a BPO Services Industry (preferably Banking Domain/ Financial services company)

- Experience of operating in a matrix-managed environment

- Demonstrate strong negotiation, communication & presentation skills

Operating Environment :

- Team of risk professionals located in multiple cities providing support to EGS teams and other business units also located in multiple cities.

Key Differentiating Factor :

- Being able to work as individual contributor independently and and work effectively under management direction

Teja
Consultant
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