Manager – Compliance, Risk & Control

Location: Delhi/Mumbai/Bangalore

Experience:

- 8+ years of work experience within Risk, Control, Compliance & Audit

- Knowledge of investment banking and traditional banking business*

- Knowledge of local and international laws that regulate banking business*

- Knowledge of data protection laws of India and also major countries globally*

- Knowledge of outsourcing laws in India including STPI regulations*

- Ability to conduct classroom training to effectively deliver compliance messages

Responsibilities:

- Ensure all activities carried out comply with the regulatory requirements of both the sending locations and of host country

- Responsible for running a monitoring and surveillance system to ensure compliance policies are adhered to

- Conduct periodic reviews to provide confidence to management about level of compliance

- Conduct training and develop content to foster a culture of compliance

- Provide advisory to operations in collaboration with on shore compliance

- Conduct monitoring, surveillance and investigations to ensure regulations and internal policies are complied with

- Document and disseminate Compliance decisions, standards and operating procedures

- Liaise with sending location Compliance officers

Candidates having relevant experience share updated profiles on punit@mancerconsulting.com