Compliance Officer & Company Secretary.

We have been retained by our client, a Multinational Broking firm to identify a Compliance Officer & Company Secretary for their operations in Mumbai.

Responsibilities:

- Assisting in all Secretarial functions including arranging Board Meetings, Committee meetings and other meetings as per the compliance requirement

- Drafting of notice of meetings and agenda items

- Maintenance of statutory registers and records which are required to be maintained.

- Ensuring compliance with the act, regulations, rules and circulars issued by regulators viz., RBI, SEBI, Registrar of Companies, Govt. of India and other regulatory bodies.

- Handling day to day compliance issues

- Guiding and assisting departments in relation to compliance

- Liaison with the Regulators

- Drafting and vetting of agreements with vendors and others

- Coordination with internal / external auditors.

Desired skills:

- Good interpersonal skills

- Self starter

- Computer literate/ net savvy with knowledge of compliance monitoring processes and systems

- Experience in using external database

- High standards of integrity and honesty.

Compensation will be attractive.

Interested candidates meeting with the above requirement should send their resumes to: cspl@csplsearch.com in word format only.