Essential Qualifications   - Graduate/Post-graduate with work experience in Financial Services in Compliance or Secretarial department  Essential Skills & Experience  - Good knowledge of RBI/ SEBI regulations for NBFC & PMS/ AIF/VCF  - Good knowledge of KYC Provisions   - Fair knowledge of Company Law to understand the shareholding structure, directorship and mandatory corporate compliances  Job Conditions As per group policies  Knowledge   - Expertise - we strive for a deeper understanding of our domain  - Innovation - we aspire to do things creatively Action   - Entrepreneurship - we are empowered to act decisively and create value  - Integrity - we are consistent in our thoughts, speech and action Care  - Trusteeship - we protect the interests of our customers, community, employees, partners and shareholders  - Humility - we aspire to be the best, yet strive to be humble  Key Roles/Responsibilities:  - Filing of returns & reports with RBI  - Conducting due diligence (AML checks & risk categorization) on the borrower, its beneficial owners, guarantors and other parties to the transaction  - Drafting Policies   - Compilation of compliance findings/ audit findings and follow up for audit observations closure  - Tracking implementation progress of action plans of remediation actions/ process improvement/ potential issues in the processes.  - Coordinating with the departments for the information pertaining to loan transactions  - Maintaining records/ documents pertaining to correspondences with regulators

Mumbai

Compliance Manager - NBFC 

Compliance Manager - NBFC  ,Job Description for Compliance Manager - NBFC  in Arin Consultancy Pvt. Ltd. in  Mumbai for (5-12) years of experience. Apply Now!

Job Description for Compliance Manager - NBFC  in Arin Consultancy Pvt. Ltd. in  Mumbai for (5-12) years of experience. Apply Now!