Manager Compliance - Internal Trading

We have been retained by our client, a reputed multinational company, to identify a Compliance Manager for their operations at Mumbai.

Candidates should have a degree in Law or Company Secretary with between 3 to 8 years of experience in a Compliance Function

Responsibilities:

- Maintenance of statutory registers and records which are required to be maintained

- Handling day to day compliance issues

- Ensuring compliance with the act, regulations, rules and circulars issued by regulators viz., IRDA, RBI, SEBI, Registrar of Companies, Govt. of India and other regulatory bodies

- Guiding and assisting departments relating to compliance issues

- Liaison with the regulators

- Drafting and vetting of agreements with vendors and others

- Coordination with internal / external auditors

Desired skills:

- Good interpersonal skills

- Self starter

- Computer literate/ net savvy with knowledge of compliance monitoring processes and systems

- Experience in using external database

- High standards of integrity and honesty.

Interested candidates meeting with the above requirement may please respond to cspl@csplsearch.com with a copy of their CV.