Greetings from Axis Risk Consulting- A Genpact Company  - Seeking a candidate with 3-7 years of experience to execute audit coverage of the firm’s Compliance organization, with a focus on the firm’s Anti-Money Laundering program, Regional Bank Compliance, Broker-Dealer Compliance and Anti-Corruption.   The candidate will be involved in the development, planning and/or performing of Compliance audits across the firm. Such involvement would include:  - Scope determination, development of audit planning memoranda, performance of test work and report writing;  - Preparation and execution of audit plans of the firm’s compliance activities;  - Ensure execution of the audit plan within departmental methodology, policies and standards;  - Preparation of the updates to the Risk Assessment  - Ability to travel when required (minimal).  			 Five to seven years of audit or compliance experience with a financial services firm with a focus on regulatory compliance:  - Solid understanding of the financial services regulatory environment particularly with respect to BSA / AML / OFAC, Bank Compliance and Broker Dealer Compliance  - Effective communication skills  - Understanding of the internal audit process  - Ability to multitask, manage, support team members on projects, and thrive within a small-group environment  - An undergraduate degree (B.A., B.S., or equivalent).  			 - ACAMS, C.P.A., Certified Regulatory Compliance Manger (CRCM), and/or Institute of Internal Auditors (IIA) certification a plus   - Working knowledge of a foreign language a plus   - Prior regulatory experience or experience communicating with regulators a plus  - Proficient understanding of internal audit processes a plus  Company URL: www.axisindia.co.in  Mrinalini Hyderabad

Mumbai

Axis Risk Consulting - Compliance Audit 

Axis Risk Consulting - Compliance Audit  ,Job Description for Axis Risk Consulting - Compliance Audit  in Genpact in  Mumbai for (3-7) years of experience. Apply Now!

Job Description for Axis Risk Consulting - Compliance Audit  in Genpact in  Mumbai for (3-7) years of experience. Apply Now!