We have an opportunity for Law graduates for Legal and Compliance role with an Investment Bank in Mumbai location.

Below are requirement details :

Designation : AVP

Organisation: Leading Investment Bank

Location: Bangalore & Pune

Job specification :

- Candidate must have exposure of handling SEBI or RBI regulation

- Must have Law degree / Qualified Lawyer

- Good understanding of risk & stakeholder management

- Related activities in bank/ securities market industry

- Strong communication skills

- Team work, & leadership skills working knowledge on presentations will be useful and should be able to communicate effectively (verbally and in writing).

Description :

- Should be able to conduct Legal Review of Agreements and Contracts form the Indian law / regulations perspective.

- Should be an independent contributor and decision maker

- Advise and Counsel CoE personnel / businesses on application of Companies policies and procedures and of relevant Indian law/regulations.

- Conduct compliance training for COE employees based employees on Companies policies and procedures.

- Working knowledge of the Indian regulatory framework and SEBI and RBI regulations is essential. Familiarity with the financial services industry and offshoring services provided from India to global financial institutions will be an advantage.

- Conduct specific training on relevant Indian and foreign regulations relevant to specific functions or processes that may be transferred to the COE. In this the compliance officer will work closely with jurisdictional and product compliance exerts within Company's global compliance team.

- Conduct periodic compliance reviews.

- Assist in compliance review of issues related to the migration of processes and functions to the COE.

- Assist in responding to any regulatory inquiries and hands on knowledge of SEZ/ STPI /DoT regulations are essential.

Incase interested in below opportunity, please apply with below details

Current CTC:
Expected CTC:
Current Location:
Notice Period:

Ankita Mishra
Enigma Executive Search
9807673995

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