SA/Manager/AVP - KYC/Customer Due Diligence - Investment Bank

Company: A leading Global Investment Bank

Location: Mumbai

Role: SA / Manager / AVP - KYC

KYC Team Overview:

- Effective client identification is a key to mitigate the risk that financial organizations face in the form of money laundering. Client Account Approval team (CAA) performs the due diligence for all the new clients of Investment Bank and facilitates the client trading in various products and geographical locations.

- CAA team is responsible to perform KYC checks according to the CIP (Client Identification Program) manual which provides the guidance on the Anti-money laundering and financial sanction programs. The team helps to provide the firm with the necessary support to help prevent the use of it's facilities for money laundering or terrorist financing, violating economic sanction laws and preventing the bribery of public officials

Job Description:

- Evaluating and approving new customer account documentation.

- Strong understanding of AML and Client Onboarding regulations for USA / AEJ / EMEA.

- Exp in conducting background screening on the client name and other officials' names using tools such as World check / DJX / Factiva.

- 6 to 7 years' experience in performing Client Onboarding / Client review functions.