Assistant Vice President - Supervisory Analyst - FINRA Series - Bank (3-12 yrs)
AVP - Supervisory Analyst
Hiring for a leading Global Bank for the role of AVP Supervisory Analyst - FINRA Series at Mumbai location.
Following are the required details :
- Vetting research for compliance with FINRA/NYSE regulations.
- Editing research for quality, clarity, commerciality, style, and grammar.
- Traffic coordination with the analyst teams, publications staff, and Legal/Compliance.
- The candidate should be a Series 16 license holder.
- Familiarity with financial markets.
- Clear understanding of regulatory guidelines.
- Strong problem-solving skills with the ability to exercise sound and balanced judgment.
- Ability to prioritize and handle multiple tasks simultaneously amid tight deadlines.
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