Location : Andheri East  About Us :  - We are a leading provider of high-end research, analytics and other customized financial services including valuation, financial modeling, research, portfolio management, etc  - Founded in late 2006 by two ex-Merrill lynch bankers  - Strength is ~250 people and growing its client and revenue base at 50%  - Strong global client base - Primarily Private Equity firms. Some boutique investment banks and corporates  Responsibilities Assumed :  - Establishing and implementing contractual processes in compliance with laws, rules, and regulations  - Standardizing contracts across clients/industries to the extent possible  - Staying abreast of regulatory laws and ensuring compliance  - Providing clarification/interpretations of guidelines to operational departments  - Accessing the compliance risks on new products/processes and suggest steps for mitigation of risks  - Placing yearly half yearly reports before the SVP/MD on the compliance failures /breaches by the operational departments & coordinate for rectification  - Reviewing the operational policies on annual basis  - Acting as a focal point on all matters relating to information security and disseminating regular information and advice when necessary to management and users  - Developing, Designing, Modifying and continually enhance the risk management strategy for the organization  - Understanding the existing IT infrastructure and vulnerabilities associated with the IT, Admin, HR industry  - Recommending measures to address any risks or vulnerabilities, ensuring compliance with the specified standards or client mandates  - Conducting compliance related internal audits across departments  Prerequisites:  - Good exposure to Contract Management, Risk Compliance & IT Compliance  - Sound understanding of legal terms  - Familiarity with the contract and corporate laws of the country  - Strong eye for detail  - Excellent command over written and spoken English  - Ability to meet deadlines and good time management skills  - Proficiency with Excel and PowerPoint  - Self-starter with strong work ethic and high energy levels  - 6-10 years plus experience of working in Compliance role with Investment Banking companies, Captives, 3rd parties  - Ability to work well under pressure with tight deadlines whilst delivering high quality and output  Candidate Qualification & Experience :  - University Degree (BCom/MCom)  - LLB - Law, PG - CS  - 6-10 years of work experience  Growth Opportunity :  - Steep learning curve and a clearly defined career path  - Subsequent promotion to AVP/VP accompanied by significant increase in responsibility and compensation  Compensation : Commensurate with industry standards  Job Location : Goregaon ( E ), Mumbai

Mumbai

Assistant Vice President - Compliance 

Assistant Vice President - Compliance  ,Job Description for Assistant Vice President - Compliance  in Leading Financial Services Provider in  Mumbai for (6-10) years of experience. Apply Now!

Job Description for Assistant Vice President - Compliance  in Leading Financial Services Provider in  Mumbai for (6-10) years of experience. Apply Now!